SEBI Compliance and Regulatory Services
-
-
-
At Filfox Law Group, we understand the intricate landscape of SEBI’s regulatory framework and the challenges it poses to businesses across sectors. Our dedicated team of legal experts provides tailored support to ensure your organization meets all SEBI, Exchange, and Depository requirements with utmost efficiency. We pride ourselves on delivering hands-on assistance that empowers you to navigate compliance issues confidently and effectively.
Data Preparation and Submission
Navigating the intricacies of data submission to SEBI and related entities can be daunting. We provide specialized assistance in preparing and submitting essential data required by SEBI, the Exchange, or Depository.
Our comprehensive services encompass
-
We assist in gathering, organizing, and preparing all necessary documentation and data to meet SEBI’s requirements. Our approach ensures that every submission is complete and accurate.
Regulatory Alerts and Responses
In the event of receiving alerts from SEBI, it is crucial to respond promptly and effectively. Our team is skilled in crafting detailed responses to alerts and notices issued by SEBI or other relevant authorities.
Assistance & Advisory Services:
-
Our team conducts a thorough analysis of each alert, assessing its implications for your business.
Circulars and Implementation
Staying abreast of SEBI’s evolving guidelines is essential for sustained compliance.
Assistance & Advisory Services:
-
We monitor the latest SEBI circulars and regulatory announcements, providing you with timely updates tailored to your specific business needs
Concurrent Audits and Verifications
Staying abreast of SEBI’s evolving guidelines is essential for sustained compliance.
Assistance & Advisory Services:
-
Comprehensive verification of all onboarding and registration documentation to ensure accuracy and completeness.
-
Assessment of your website to ensure it meets all SEBI and Exchange guidelines.
MTF Compliance (Margin Trading Facility)
MTF (Margin Trading Facility) Compliance Service refers to ensuring that financial institutions offering margin trading facilities adhere to regulatory guidelines, particularly those issued by bodies like the Securities and Exchange Board of India (SEBI). MTF allows clients to trade in the stock market by borrowing funds from the broker, with the securities bought serving as collateral.
Assistance & Compliance Services:
-
Ensuring adherence to SEBI’s MTF guidelines related to client eligibility, margin collection, and reporting.
Expert Attorneys For Growing Businesses
Filfox Law Group is a full-service law firm with a prominent specialization in a diverse range of practice areas, including Securities Law, Investment Law, Space Law, Fin-tech Law, Corporate, and Commercial Law.
Filfox caters to a broad client base, representing both corporate entities, including start-ups, and individuals alike. Our expertise encompasses an array of legal services, spanning from General Corporate and Regulatory Advisory to Civil Commercial Disputes, and Pro-bono matters.